Bank Compliance

Breakdowns in management oversight and internal controls, and failures in enterprise-wide risk management programs have become the strategic focal point of many litigation and regulatory actions. In such circumstances, management is under scrutiny to explain and defend their approaches and solutions to complying with internal controls practices, industry standards and regulatory requirements.

The industry and academic experts of FSG have decades of experience working with lawyers, and their clients, on compliance issues relevant to banking litigation. Many of our professionals have prior experience in banking management, banking regulations and operations. Our professionals have consulted or testified on a broad range of compliance issues, including:

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